Financial Adviser
· PERTH, WA
Brian Bates
No disciplinary history on record with ASIC
28
Years experience
ASIC Registered · ADV 001001740
Brian Bates is a financial adviser based in Perth, Western Australia, with 28 years of experience in the financial services industry since 1998. Brian is currently authorised under Euroz Hartleys Limited, operating through Euroz Hartleys. Brian holds authorisations to advise on superannuation, managed investments, securities and derivatives. Brian's qualifications include a Bachelor of Commerce from University of Western Australia.
Authorised to Advise On
Superannuation
Managed Investments
Securities
Derivatives
Deposit Products
Government Bonds
Margin Lending
Qualifications and Training
1992
Bachelor of Commerce
University of Western Australia
2002
Investment Planning 1
Integratec Training Pty Ltd
2002
Retirement Planning & Principles course
Integratec Training Pty Ltd
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan
2024
Accredited Derivatives Adviser Level 2 (ADA2)
SIAA
Registration History
EUROZ HARTLEYS SECURITIES PTY LTD
BLACKSWAN EQUITIES LTD
Source: ASIC Financial Advisers Register