Financial Adviser · RICHMOND, VIC

Stephen Moretta

RICHMOND, VIC
8 Years experience
ASIC Registered · ADV 001272865
Currently at
Richmond, VIC (firm address)

Stephen Moretta is a financial adviser based in Richmond, Victoria, with 8 years of experience in the financial services industry since 2018. Stephen is currently authorised under Lucerne Wealth, operating through Lucerne Private. Stephen holds authorisations to advise on managed investments, securities, deposit products and government bonds. Stephen's qualifications include a Bachelor of Commerce from Swinburne University of Technology. Stephen is a member of Chartered Accountants Australia and New Zealand (CA ANZ).

Authorised to Advise On

Managed Investments Securities Deposit Products Government Bonds

Restrictions: Deposit and Payment products limited to Basic deposit products and Deposit products other than basic deposit products

Qualifications and Training

2013
Bachelor of Commerce
Swinburne University of Technology
2016
Graduate Diploma of Chartered Accounting
Institute of Chartered Accountants
2018
Financial Planning Fundamentals
Kaplan Professional
2018
Tier 1 Securities and Managed Investments
- Kaplan Professional
2025
Client Engagement and Skills
Behavioural Finance - Kaplan Professional
2025
Ethics and Professionalism in Financial Advice
Ethics - Kaplan Professional

Registration History

Jul 2024 - Present Current
Deposit and Payment products limited to Basic deposit products and Deposit products other than basic deposit products
Nov 2024 - May 2025 Ceased
Deposit and Payment products limited to Basic deposit products and Deposit products other than basic deposit products
A.C.N. 606 629 538 PTY LTD
Oct 2022 - Jul 2024 Ceased
Deposit and Payment products limited to Basic deposit products and Deposit products other than basic deposit products
A.C.N. 606 629 538 PTY LTD
Dec 2018 - Oct 2022 Ceased
Deposit and Payment products limited to Basic deposit products and Deposit products other than basic deposit products

Source: ASIC Financial Advisers Register