Financial Adviser
· KIRRA, QLD
Nicholas John Duffy
No disciplinary history on record with ASIC
KIRRA,
QLD
3
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 001302641
Nicholas John Duffy is a financial adviser based in Kirra, Queensland, with 3 years of experience in the financial services industry since 2023. Nicholas is currently authorised under Sgn Financial, operating through Sterling Group & Associates. Nicholas holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Nicholas's qualifications include a Bachelor of Business (Finance) / Bachelor of Laws (Honours) from Queensland University of Technology. Nicholas is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Authorised to provide tax financial advice services
Qualifications and Training
2021
Bachelor of Business (Finance) / Bachelor of Laws (Honours)
Queensland University of Technology
2022
FPC001B Economic, Legal & Ethical Context for Financial Planning
Kaplan Professional
2022
FPC006 Tax and Commercial Law for Financial Planning
Kaplan Professional
2023
Graduate Diploma of Financial Planning
Kaplan Higher Education Pty Limited
2025
FPE020 SMSF Regulation and Taxation
Kaplan Higher Education