Data sourced from ASIC Financial Advisers Register
Financial Adviser · LINDFIELD, NSW

Ci-ming Lin

30 Years experience
ASIC Registered · ADV 000260109
Currently at
Auspicious
Sydney, NSW
View firm profile

Ci-ming Lin is a financial adviser based in Lindfield, New South Wales, with 30 years of experience in the financial services industry since 1996. Ci-ming is currently authorised under Sequoia Wealth Management. Ci-ming holds authorisations to advise on managed investments, securities, derivatives and deposit products. Ci-ming's qualifications include a Graduate Diploma of Applied Finance and Investment from Kaplan Higher Education Pty Limited. Ci-ming is a member of Stockbrokers and Investment Advisers Association (SIAA).

Authorised to Advise On

Managed Investments Securities Derivatives Deposit Products Government Bonds Margin Lending

Restrictions: Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1.

Qualifications and Training

2002
ASIC PS146 Compliance (Securities and Managed Investments)
Securities and Derivatives Industry Association
2003
Graduate Diploma of Applied Finance and Investment
Kaplan Higher Education Pty Limited
2008
Accredited Derivatives Adviser Level 1
ASX
2010
Margin Lending
Stockbrokers Association of Australia
2010
Stockbrokers Association of Australia Professional Diploma in Stockbroking
Stockbrokers Association of Australia
2020
FPC002B Ethics and Professionalism in Financial Advice
Ethics - Kaplan Higher Education Pty Limited

Registration History

Sequoia Wealth Management Pty Ltd
Jan 2022 - Present Current
Authorised to provide personal financial product advice to retail clients on: Derivatives - Level 1.
Canaccord Genuity Financial Limited
Feb 2004 - Jan 2022 Ceased
Authorised to provide personal financial product advice to retail clients on:Derivatives - Level 1.

Source: ASIC Financial Advisers Register