Financial Adviser
· NORWEST, NSW
Simon Christopher Dowd
No disciplinary history on record with ASIC
NORWEST,
NSW
22
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000283354
Simon Christopher Dowd is a financial adviser based in Norwest, New South Wales, with 22 years of experience in the financial services industry since 2004. Simon is currently authorised under Alliance Wealth. Simon holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). Simon's qualifications include a Diploma of Financial Advising from Securities Institute Education. Simon is a member of Financial Advice Association of Australia (FAAA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Derivatives
Government Bonds
Margin Lending
Authorised to provide tax financial advice services
Qualifications and Training
2003
Diploma of Financial Advising
Securities Institute Education
2004
Diploma of Financial Planning
FPA Australia
2010
ASX Accredited Listed Products Adviser (ALPA) Program
Kaplan Professional
2010
Margin Lending & Geared Investments Program
Kaplan Professional
2010
Self Managed Superannuation Funds Program
Kaplan Professional
2020
Client Engagement Skills Course (FPC007B)
Behavioural Finance - Kaplan Higher Education
2020
Ethics and Professionalism in Financial Advice Course (FPC002B)
Ethics - Kaplan Higher Education
2025
Accredited Aged Care Professional Program
Aged Care Steps
Registration History
GUARDIANFP PTY LIMITED
Securities restricted to ASX 200 and ETFs, Superannuation excludes Income Streams
R FINANCIAL EDUCATORS PTY LTD
Source: ASIC Financial Advisers Register