Financial Adviser
· BALLINA, NSW
James Michael Penner
No disciplinary history on record with ASIC
BALLINA,
NSW
23
Years experience
Tax advice
authorised
authorised
ASIC Registered · ADV 000245133
James Michael Penner is a financial adviser based in Ballina, New South Wales, with 23 years of experience in the financial services industry since 2003. James is currently authorised under Fortnum Private Wealth. James holds authorisations to advise on superannuation, life insurance, life insurance investments and managed investments, as well as tax financial advice services (TFAS). James's qualifications include a Diploma of Financial Planning from Financial Planning Association of Australia (FPA).
Authorised to Advise On
Tax Financial Advice
Superannuation
Life Insurance
Life Insurance Investments
Managed Investments
Securities
Deposit Products
Government Bonds
Restrictions: Not SMSF
Authorised to provide tax financial advice services
Qualifications and Training
1998
Diploma of Financial Planning
Financial Planning Association of Australia (FPA)
2005
ASX Listed Products Accreditation Course
Savings Factory
2014
Accredited Aged Care Professional
Aged Care Steps
Registration History
Not SMSF
One off licensee approval is required for all products which are either not on the approved product list or Derivatives.
Source: ASIC Financial Advisers Register